March 1 – 9: IPOs, Law Firms, Underwriters & Articles

Written by edgaragentsdb on March 12, 2018

MARCH 1 – 9

Company	Form	Date	Issuer Counsel	Underwriter	Underwriter Counsel	Offer $USD
XSPAND PRODUCTS LAB, INC.	1-A	03/01	Waller Lansden Dortch & Davis	Alexander Capital	Cozen O’Connor	10,000,000
BILIBILI INC.	F-1	03/02	Skadden, Arps, Slate, Meagher & Flom	BofA Merrill Lynch J.P. Morgan Securities Morgan Stanley & Co. International	Latham and Watkins	400,000,000
ONESMART INTERNATIONAL EDUCATION GROUP LTD	F-1	03/02	Skadden, Arps, Slate, Meagher & Flom	Deutsche Bank Securities Inc. Morgan Stanley & Co. International	Simpson Thacher and Bartlett	300,000,000
HOMOLOGY MEDICINES, INC.	S-1	03/02	Latham & Watkins	BofA Merrill Lynch Cowen and Company Evercore Group	Shearman & Sterling	100,000,000
UNUM THERAPEUTICS, INC.	S-1	03/02	Goodwin Procter	Cowen and Company Morgan Stanley & Co.	Ropes & Gray	86,250,000
OP BANCORP	S-1	03/05	Buchalter PC	Keefe, Bruyette & Woods, Inc	Sheppard, Mullin, Richter and Hampton	20,000,000
VRIO CORP.	S-1	03/07	Sullivan & Cromwell	Citigroup Global Markets Goldman Sachs & Co. J.P. Morgan Securities Morgan Stanley & Co.	Simpson Thacher & Bartlett	100,000,000

Edgar Agents is proud to help issuers, worldwide, reduce their financial risk of going public with our Locked-Cap & Success/Abort Fee Program. Click here to meet our CEO.

---

KEY ARTICLES

20 Fun Facts about RegA+! Yay! Compliance!

• https://www.edgaragents.com/20-fun-facts-rega-yay-compliance/

Investor Letter to CEOs: The Strategic Investor Initiative:

• https://corpgov.law.harvard.edu/2018/03/08/investor-letter-to-ceos-the-strategic-investor-initiative/#more-105429

Detecting Lies on Earnings Calls

• https://www.strategy-business.com/blog/Detecting-Lies-on-Earnings-Calls?gko=a119d

SEC Approves NYSE Rule Modifying Requirements for Hardcopy Delivery of Proxy Materials

• https://www.edgaragents.com/sec-approves-nyse-rule-modifying-requirements-hardcopy-delivery-proxy-materials/

GDPR may apply to U.S.-based companies with zero employees and no offices within the boundaries of the EU territory

• http://www.bcatwork.com/2018/03/01/less-than-90-days-to-go-are-you-gdpr-compliant/

SEC Suspends Trading In Three Penny Stock Companies With Ties To Cryptocurrency

• https://www.otcmarkets.com/stock/VICT/news/SEC-Suspension-of-Trading?id=183758

M&A Corporate Buyer Beware: More Antitrust Challenges to Closed Deals

• https://www.perkinscoie.com/en/news-insights/m-a-corporate-buyer-beware-more-antitrust-challenges-to-closed.html

SEC Cybersecurity Disclosure and Controls Checklist

• http://dodd-frank.com/sec-cybersecurity-disclosure-and-controls-checklist/

Supreme Court Limits Scope of Whistleblower Protections under Dodd-Frank: Items of Note and Potential Impacts

• https://www.vedderprice.com/supreme-court-limits-scope-of-whistleblower-protections-under-dodd-frank

ISS highlights trends in shareholder proposals for the 2018 proxy season

• https://cooleypubco.com/2018/03/06/iss-trends-shareholder-proposals-2018/

SEC Enforcement Priorities in the Trump Era

• https://corpgov.law.harvard.edu/2018/02/25/sec-enforcement-priorities-in-the-trump-era/

Regulating Proxy Advisors is Anticompetitive, Counterproductive, and Possibly Unconstitutional

• https://corpgov.law.harvard.edu/2018/03/02/regulating-proxy-advisors-is-anticompetitive-counterproductive-and-possibly-unconstitutional/

Top Securities Law Firms & IPOs: February 2018

• https://www.edgaragents.com/top-securities-law-firms-ipos-february-2018/

Spotify’s direct listing is disruptive for an IPO. So are we.

• https://www.edgaragents.com/spotifys-direct-listing-disruptive-ipo/