Written by edgaragentsdb on March 26, 2018
MARCH 19 – 23
Congratulations to our clients – and all other organizations – on this list!
| Company | Form | Date | Issuer Counsel | Underwriters | Underwriter Counsel | Offer $USD |
| ZUORA INC | S-1 | 03/16 | Fenwick & West | Allen & Company Goldman Sachs & Co. Jefferies Morgan Stanley & Co. |
Wilson Sonsini Goodrich & Rosati | 100,000,000 |
| ALZHEON, INC. | S-1 | 03/16 | Latham & Watkins | Citigroup Global Markets Piper Jaffray & Co. |
Goodwin Procter | 80,500,000 |
| SUNBURST ACQUISITIONS V INC. | S-1 | 03/16 | Hunter Taubman Fischer & Li | ~ | ~ | 200,000 |
| GRAFTECH INTERNATIONAL LTD | S-1 | 03/20 | Cleary Gottlieb Steen & Hamilton | Credit Suisse Securities J.P. Morgan Securities |
Cravath, Swaine & Moore | 100,000,000 |
| CASTLE BRIDGE IMPACT MEDIA INC | S-1 | 03/20 | John E. Lux, Esq. Attorney at Law | ~ | ~ | 80,000 |
| WAH FU EDUCATION GROUP LTD | F-1 | 03/20 | Ellenoff Grossman & Schole | Network 1 Financial Securities, Inc. | Mei & Mark | 10,000,000 |
| MORPHOSYS AG | F-1 | 03/22 | Skadden, Arps, Slate, Meagher & Flom | Goldman Sachs & Co. J.P. Morgan Securities Leerink Partners |
Latham & Watkins | 150,000,000.00 |
| PURE ACQUISITION CORP. | S-1 | 03/22 | Thompson & Knight | EarlyBirdCapital, Inc. Oppenheimer & Co. Inc. |
Greenberg Traurig | 345,000,000 |
| LEVEL ONE BANCORP INC | S-1 | 03/23 | Barack Ferrazzano Kirschbaum & Nagelberg |
Keefe, Bruyette & Woods Raymond James and Associates |
Silver, Freedman, Taff & Tiernan | 25,000,000 |
| PIVOTAL SOFTWARE, INC. | S-1 | 03/23 | Davis Polk & Wardwell | Citigroup Global Markets Goldman Sachs & Co. Morgan Stanley & Co. |
Fenwick & West | 100,000,000 |
| PREVIOUS MARCH TRANSACTIONS | ||||||
| XSPAND PRODUCTS LAB, INC. | 1-A | 03/01 | Waller Lansden Dortch & Davis, | Alexander Capital | Cozen O’Connor | 10,000,000 |
| BILIBILI INC. | F-1 | 03/02 | Skadden, Arps, Slate, Meagher & Flom | BofA Merrill Lynch J.P. Morgan Securities Morgan Stanley & Co. International |
Latham and Watkins | 400,000,000 |
| ONESMART INTERNATIONAL EDUCATION GROUP LTD | F-1 | 03/02 | Skadden, Arps, Slate, Meagher & Flom | Deutsche Bank Securities Inc. Morgan Stanley & Co. International |
Simpson Thacher and Bartlett | 300,000,000 |
| HOMOLOGY MEDICINES, INC. | S-1 | 03/02 | Latham & Watkins | BofA Merrill Lynch Cowen and Company Evercore Group |
Shearman & Sterling | 100,000,000 |
| UNUM THERAPEUTICS, INC. | S-1 | 03/02 | Goodwin Procter | Cowen and Company Morgan Stanley & Co. |
Ropes & Gray | 86,250,000 |
| OP BANCORP | S-1 | 03/05 | Buchalter, P.C. | Keefe, Bruyette & Woods, Inc | Sheppard, Mullin, Richter and Hampton | 20,000,000 |
| VRIO CORP. | S-1 | 03/07 | Sullivan & Cromwell | Citigroup Global Markets Inc Goldman Sachs & Co. J.P. Morgan Securities Morgan Stanley & Co. |
Simpson Thacher & Bartlett | 100,000,000 |
| TIBURON INTERNATIONAL TRADING CORP. | S-1 | 03/12 | ~ | ~ | ~ | 180,000 |
| WINNAN CORP. | S-1 | 03/12 | ~ | ~ | ~ | 160,000 |
| DERMA GLISTEN, INC. | S-1 | 03/12 | Allen C. Tucci, Esq | ~ | ~ | 100,000 |
| TRIDENT ACQUISITIONS CORP. | S-1 | 03/14 | Loeb and Loeb | Chardan Capital Markets | McDermott, Will and Emery | 201,250,000 |
WHAT WE’RE READING THIS WEEK
 Are pay-ratio disclosures misleading? |
 It’s all in the detail – Shareholding disclosure requirements for investment managers |
 Under Advisement: SEC Scrutinizes Wealth Management Industry |
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 Former Equifax Exec Charged with Insider Trading: Underscores Need for Trading Halt Plans |
Congress and the Blockchain: The 2018 Joint Economic Report’s Discussion on Cryptocurrency |
 Corporate Counsel Magazine: April Edition |
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| How to Break Bad News to Investors |
Column: Achieving a culture of compliance |
