Written by edgaragentsdb on May 14, 2018

MAY 7 – 11 TRANSACTIONS

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
US XPRESS ENTERPRISES INC S-1 05/07 Scudder Law Firm BofA Merrill Lynch
Morgan Stanley & Co.		 Simpson Thacher & Bartlett 100,000,000
AUTOLUS THERAPEUTICS LTD F-1 05/07 Cooley Goldman Sachs & Co.
Jefferies		 Ropes & Gray 100,000,000
PROVENTION BIO, INC. S-1 05/09 Lowenstein Sandler MDB CAPITAL GROUP Golenbock Eiseman Assor Bell & Peskoe 50,000,000
AVALARA INC S-1 05/11 GPerkins Coie BofA Merrill Lynch
Goldman Sachs & Co.
J.P. Morgan Securities		 Cooley 150,000,000

WHAT WE’RE READING THIS WEEK
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements 		 

First S-1 Filing for an ICO: Going Legit or Just a Crypto Head Fake?

SEC Chief Accountant Addresses 2018 Baruch College Financial Reporting Conference


Earnings Release Timeline & Checklist

Longfin, Rule 144 and Affiliate Status

Form S-3: To File or Not to File, That is the Question . . .

PREVIOUS MAY TRANSACTIONS

THUNDER BRIDGE ACQUISITION LTD S-1 05/01 Ellenoff Grossman & Schole Cantor Fitzgerald & Co.
CLSA Limited		 Graubard Miller 230,000,000
ITERUM THERAPEUTICS LTD S-1 05/01 Cooley Leerink Partners
RBC Capital Markets		 Davis Polk & Wardwell 92,000,000
DERMADOCTOR, LLC S-1 05/01 Gracin & Marlow ThinkEquity, a division of Fordham Financial Management, Inc. Reed Smith 19,406,250