Written by edgaragentsdb on July 9, 2018

JULY 2-6 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
GRANITESHARES GOLD MINIBAR TRUST S-1 07/02 Vedder Price Not Specified Not Specified 12,546
TOTTENHAM ACQUISITION I LTD S-1 07/05 Loeb and Loeb Chardan Capital Markets Hunter Taubman Fischer & Li 46,000,000
DATA VISION, INC. S-1 07/05 John E. Lux, Esq Not Specified Not Specified 225,000
SONOS INC. S-1 07/06 Fenwick & West Allen & Company
Goldman Sachs
Morgan Stanley
Simpson Thacher & Bartlett 100,000,000
FORUM MERGER II CORP S-1 07/06 Ellenoff Grossman & Schole Jefferies Winston & Strawn 230,000,000
ARLO TECHNOLOGIES, INC. S-1 07/06 Wachtell, Lipton, Rosen and Katz BofA Merrill Lynch
Deutsche Bank Securities
Guggenheim Securities
Latham & Watkins 100,000,000


Cooley: Audit Analytics reviews financial restatements

Paul Hastings: SEC Proposes Rule Designed to Permit Certain ETFs to Operate Without an Exemptive Order

SEC.GOV: SEC Expands Number of Companies that Qualify as “Smaller Reporting Companies”

Locke Lord: More Public Companies Will Soon Be Able to Qualify for Scaled Disclosures


King & Spalding: Hotel REIT M&A Heating Up

Edgar Agents Applauds the SEC Adoption of Inline XBRL for Public Companies and Mutual Funds

EdgarAgents: New Program Eliminates Financial Risks for IPO & Reg A+ Filings

Cooley: GAO issues annual report on conflict minerals filings in 2017

Carlton Fields: Expect Slower SEC Processing of Investment Company Filings