Written by edgaragentsdb on October 16, 2018

OCTOBER 5 – 10 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
ORCHARD RX LTD F-1 10/04 Goodwin Procter Cowen and Company
Goldman Sachs & Co.
J.P. Morgan Securities
Davis Polk & Wardwell 172,500,000
URANIUM TRADING CORP S-1 10/05 J.P. Galda & Co. B. Riley FBR LeClairRyan 57,500,000.
AXONICS MODULATION TECHNOLOGIES, INC. S-1 10/05 K&L Gates BofA Merrill Lynch
Morgan Stanley & Co.
Shearman & Sterling 86,250,000
PARKING REIT, INC. S-1 10/09 Morrison & Foerster LLP and Venable Not Specified Not Specified 100,000,000
KOU YOU KAI LTD. S-1 10/09 Brunson Chandler & Jones Not Specified Not Specified 800,000
MERCANTIL BANK HOLDING CORP S-1 10/09 Jones Day Cowen and Company
J.P. Morgan Securities
Latham & WatkRaymond James and Associatesins 225,000,000
HOTH THERAPEUTICS, INC. S-1 10/10 Sheppard, Mullin, Richter and Hampton The Benchmark Company SLowenstein Sandler 13,081,250

WHAT WE’RE READING THIS WEEK



Cooley: The battle over proxy advisory firms continues



Dechert: Recent Delaware Case Makes First Finding of “Material Adverse Effect”: Key Takeaways



NAVEX GLOBAL: The Messy Intersection of Politics, Ethics, & Third-Party Risk


Dentons: SEC Withdraws Proxy Advisory Letters

 

Jones Day: What Should Boards Really Be Doing About ESG?



Cooley: Semiannual reporting, we hardly knew ye.



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Patterson Belknap: SEC Uses “New” Cyber Enforcement Tool, Calls Out Board’s Role



Akin Gump: SEC Staff Publishes C&DI Clarifying Effectiveness of Recently Issued Disclosure Simplification Rules