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Nov. 23 – 30: Top Securities Law Firms and their IPO Transactions

NOVEMBER 23 – 30 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD ANDINA ACQUISITION CORP. III S-1 11/23 Graubard Miller Cowen and Company Craig-Hallum Capital Group Ellenoff Grossman & Schole 115,000,000 SILVERGATE CAPITAL CORP S-1 11/26 Loeb and Loeb […]

Written by edgaragentsdb on December 3, 2018

NOVEMBER 23 – 30 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company	Form	Date	Issuer Counsel	Underwriters	Underwriter Counsel	Offer $USD
ANDINA ACQUISITION CORP. III	S-1	11/23	Graubard Miller	Cowen and Company Craig-Hallum Capital Group	Ellenoff Grossman & Schole	115,000,000
SILVERGATE CAPITAL CORP	S-1	11/26	Loeb and Loeb	Chardan Capital Markets	Schiff Hardin	80,500,000
VIRGIN TRAINS USA LLC	S-1	11/28	EAD Law Group	Not Specified	Not Specified	100,000

WHAT WE’RE READING THIS WEEK

Dood-Frank: ISS Publishes Preliminary 2019 Compensation FAQs		Cooley: No-action letters provide more insight into “ordinary business” exclusion under Rule 14a-8(i)(7)		TMF: How US GAAP changes will impact internal company control frameworks

Navex: The Whistleblower Hotline Should Be Legal Counsel’s Best Friend		Locke Lord: SEC Speaks: Digital Asset Securities Issuance and Trading		Latham Watkins: Universal Proxies: What Companies Need to Know Now – PDF

EdgarAgents: ALERT: The SEC is closed in honor of George H.W. Bush – Wednesday, December 5th		White & Case: Key Changes in Proxy Voting Guidelines for 2019		2019 Proxy Season: New and Revised ISS and Glass Lewis Policies May Impact Director Elections

Read Next: Dec. 3 – 7: Top Securities Law Firms and their IPO Transactions

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