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Every three months, a great weight descends upon every publicly traded company: the earnings release. The announcement and process is comprised of two news releases, an 8-K, a conference call, a webcast, and the final 10-Q (or K) EDGARized and in XBRL. Phew. Of course – this is routine… however “routine” does not necessarily mean […]

OCTOBER 1 – 5 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD DLP PAYMENTS HOLDINGS LTD. F-1 10/01 Davis Polk & Wardwell Citigroup Global Markets Goldman Sachs & Co. J.P. Morgan Securities White and Case 100,000,000 ALBERTON ACQUISITION CORP […]

As discussed in our previous blog post, a strong investor relations team is essential in sustaining market interest, communicating with shareholders and the public, and attracting a new pipeline of investors. The IPO marketing process can be divided into three distinct segments, including pre-marketing, the roadshow and pricing. The last stage of your IPO journey, […]

SEPTEMBER 20 – 28 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD SI-BONE, INC. S-1 09/20 Cooley Citigroup Global Markets Cowen and Company Stifel Nicolaus & Company Goodwin Procter 86,250,000 AQUA HOLDINGS, INC. S-1 09/21 Bauman & Associates Law […]

To honor Columbus Day, the SEC is closed on Monday, October 8, 2018. Files submitted after 5:30 pm ET, Friday, October 5, 2018 will receive a filing date of Tuesday, October 9, 2018 and will be posted to the public on October 9, 2018. Section 16 filings and Rule 462(b) filings will receive a Friday, […]

SEPTEMBER 14 – 21 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD OSMOTICA PHARMACEUTICALS LTD S-1 09/14 Ropes & Gray Barclays Capital Jefferies RBC Capital Markets Latham & Watkins 100,000,000 EQUILLIUM, INC. S-1 09/17 Cooley Jefferies Leerink Partners Stifel […]

Which is right for your company? Reg A+ vs. Traditional S-1 vs. Regulation D vs. Regulation 506 Since the JOBS Act revamped Ye Olde Regulation A (no “+”) in SEC rules that took effect in June 2015, companies have better paths to raise capital. In fact, Reg A+ offerings alone have raised over $900 million […]

As discussed in our previous blog post, the external advisory team can make or break your IPO. As a company transitions from private to public, a strong investor relations team is essential in sustaining market interest, communicating with shareholders and the public, and attracting a new pipeline of investors. The IPO marketing process can be […]

SEPTEMBER 10 – 14 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD EDTECHX HOLDINGS ACQUISITION CORP. S-1 09/10 Graubard Miller Chardan Capital Markets I-Bankers Securities Schiff Hardin 63,250,000 MARY JANE’S VAPE & SMOKE SHOP, INC. S-1 09/10 The Doney […]

Thanks to our relationship with Audit Analytics, we’re able to bring you this exclusive new research series. PART FIVE: The top accounting and legal firms Finally, we looked at the top accounting and legal firms advising the IPO companies in Q1 2018. The top three accounting firms were PwC (22% of deals and 34% of […]