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OCTOBER 5 – 10 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD ORCHARD RX LTD F-1 10/04 Goodwin Procter Cowen and Company Goldman Sachs & Co. J.P. Morgan Securities Davis Polk & Wardwell 172,500,000 URANIUM TRADING CORP S-1 10/05 […]

Every three months, a great weight descends upon every publicly traded company: the earnings release. The announcement and process is comprised of two news releases, an 8-K, a conference call, a webcast, and the final 10-Q (or K) EDGARized and in XBRL. Phew. Of course – this is routine… however “routine” does not necessarily mean […]

OCTOBER 1 – 5 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD DLP PAYMENTS HOLDINGS LTD. F-1 10/01 Davis Polk & Wardwell Citigroup Global Markets Goldman Sachs & Co. J.P. Morgan Securities White and Case 100,000,000 ALBERTON ACQUISITION CORP […]

As discussed in our previous blog post, a strong investor relations team is essential in sustaining market interest, communicating with shareholders and the public, and attracting a new pipeline of investors. The IPO marketing process can be divided into three distinct segments, including pre-marketing, the roadshow and pricing. The last stage of your IPO journey, […]

SEPTEMBER 20 – 28 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD SI-BONE, INC. S-1 09/20 Cooley Citigroup Global Markets Cowen and Company Stifel Nicolaus & Company Goodwin Procter 86,250,000 AQUA HOLDINGS, INC. S-1 09/21 Bauman & Associates Law […]

To honor Columbus Day, the SEC is closed on Monday, October 8, 2018. Files submitted after 5:30 pm ET, Friday, October 5, 2018 will receive a filing date of Tuesday, October 9, 2018 and will be posted to the public on October 9, 2018. Section 16 filings and Rule 462(b) filings will receive a Friday, […]

SEPTEMBER 14 – 21 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD OSMOTICA PHARMACEUTICALS LTD S-1 09/14 Ropes & Gray Barclays Capital Jefferies RBC Capital Markets Latham & Watkins 100,000,000 EQUILLIUM, INC. S-1 09/17 Cooley Jefferies Leerink Partners Stifel […]

Which is right for your company? Reg A+ vs. Traditional S-1 vs. Regulation D vs. Regulation 506 Since the JOBS Act revamped Ye Olde Regulation A (no “+”) in SEC rules that took effect in June 2015, companies have better paths to raise capital. In fact, Reg A+ offerings alone have raised over $900 million […]

As discussed in our previous blog post, the external advisory team can make or break your IPO. As a company transitions from private to public, a strong investor relations team is essential in sustaining market interest, communicating with shareholders and the public, and attracting a new pipeline of investors. The IPO marketing process can be […]

SEPTEMBER 10 – 14 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list! Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD EDTECHX HOLDINGS ACQUISITION CORP. S-1 09/10 Graubard Miller Chardan Capital Markets I-Bankers Securities Schiff Hardin 63,250,000 MARY JANE’S VAPE & SMOKE SHOP, INC. S-1 09/10 The Doney […]