Written by Edgar Agents on October 1, 2017

The global IPO market is on pace for its strongest year in a decade and continued to be active in the third quarter of 2017. In the U.S., the IPO market fell, as it is usually the case in the third quarter of the year, down 29 percent in volume and 51 percent in proceeds from a year ago. There were seven initial public offerings (IPO) on the calendar last week and all but one succeeded in gaining access to the public markets. Edgar Agents LLC is protecting your clients by offering Success/Abort Fee structure. Below is the summary of IPOs (S-1, F-1, and 1-A) filed in September 2017: 

Company Name Issuer’s Counsel  Lead Underwriter  Underwriter’s Counsel Offer Amount Country
VM HOLDING S.A. Cleary Gottlieb Steen & Hamilton LLP BMO Capital Markets Corp
Credit Suisse Securities (USA) LLC
J.P. Morgan Securities LLC
Morgan Stanley & Co. LLC
Skadden, Arps, Slate, Meagher & Flom LLP $100,000,000 LUXEMBOURG
MONGODB, INC. Cooley LLP Allen & Company LLC
Barclays Capital Inc
Goldman Sachs & Co. LLC
Morgan Stanley & Co. LLC
Wilson Sonsini Goodrich & Rosati, P.C. $100,000,000 USA
ROKU, INC Cooley LLP Citigroup Global Markets Inc
Morgan Stanley & Co. LLC
Davis Polk & Wardwell LLP $252,254,800 USA
HAYMAKER ACQUISITION CORP. Ellenoff Grossman & Schole LLP Cantor Fitzgerald & Co. Graubard Miller $345,000,000 USA
DECIPHERA PHARMACEUTICALS, INC. Goodwin Procter LLP J.P. Morgan Securities LLC
Piper Jaffray & Co.
Davis Polk & Wardwell LLP $122,187,500 USA
ADIAL PHARMACEUTICALS, L.L.C. Gracin & Marlow, LLP Aegis Capital Corp. Blank Rome LLP $17,710,000 USA
CM SEVEN STAR ACQUISITION CORP Loeb and Loeb LLP EarlyBirdCapital, Inc Graubard Miller $172,500,000 HONG KONG
BLACK RIDGE ACQUISITION CORP. Graubard Miller EarlyBirdCapital, Inc Greenberg Traurig, LLP $115,000,000 USA
SWITCH, INC. Latham & Watkins LLP BMO Capital Markets Corp
Goldman Sachs & Co. LLC
J.P. Morgan Securities LLC
Wells Fargo Securities, LLC
Goodwin Procter LLP $100,000,000 USA
OPTINOSE, INC. Hogan Lovells US LLP BMO Capital Markets Corp
Jefferies LLC
Piper Jaffray & Co.
RBC Capital Markets, LLC
Cooley LLP $100,000,000 USA
YAPPA WORLD INCOPORATED JMS Law Group, PLLC Self-Underwritten   $5,624,094 USA
ACM RESEARCH, INC. K&L Gates LLP Roth Capital Partners, Inc Goodwin Procter LLP $34,500,000 USA
CUE BIOPHARMA, INC. K&L Gates LLP Feltl and Company, Inc
MDB CAPITAL GROUP LLC
LKP Global Law, LLP $40,000,000 USA
HANCOCK JAFFE LABORATORIES, INC. K&L Gates LLP Network 1 Financial Securities, Inc. Carmel, Milazzo & DiChiara LLP $15,000,000 USA
DOGNESS (INTERNATIONAL) CORP Kaufman & Canoles, P.C Spartan Securities Group. Ltd Mei & Mark LLP $60,000,000 PRC
RISE EDUCATION CAYMAN LTD Kirkland & Ellis International LLP Credit Suisse Securities (USA) LLC
Morgan Stanley & Co. International plc
Davis Polk & Wardwell LLP $100,000,000 PRC
SEA LTD Kirkland & Ellis International LLP Goldman Sachs (Asia) L.L.C.; Morgan Stanley;  Credit
Suisse
Davis Polk & Wardwell LLP $1,000,000,000 SINGAPORE
MERCHANTS BANCORP Krieg DeVault LLP Raymond James and Associates, Inc.
Sandler O’Neill and Partners, L.P
Stephens Inc.
Covington & Burling LLP $115,000,000 USA
HOWARD MIDSTREAM PARTNERS, LP Latham & Watkins LLP Barclays Capital Inc
BofA Merrill Lynch
RBC Capital Markets, LLC
Tudor, Pickering, Holt & Co. Securities, Inc
Vinson & Elkins L.L.P. $200,000,000 USA
RESTORATION ROBOTICS INC Latham & Watkins LLP Craig-Hallum Capital Group LLC
Roth Capital Partners, Inc
Lowenstein Sandler LLP $32,343,750 USA
FAT BRANDS, INC Loeb and Loeb LLP Tripoint Global Equities, LLC Hunter Taubman Fischer & Li LLC $24,000,000 USA
ALTAIR ENGINEERING INC. Lowenstein Sandler LLP Deutsche Bank Securities Inc.
J.P. Morgan Securities LLC
RBC Capital Markets, LLC
Goodwin Procter LLP $150,000,000 USA
CANUELAS MILL S.A.C.I.F.I.A. Milbank, Tweed, Hadley & McCloy LLP J.P. Morgan Securities LLC
UBS Investment Bank
Simpson Thacher & Bartlett LLP $100,000,000 Argentina
NUCANA PLC Mintz, Levin, Cohn, Ferris, Glovksy and Popeo,
P.C
Citigroup Global Markets Inc
Cowen and Company, LLC
Jefferies LLC
Cooley LLP $122,672,800 UK
CARGURUS, INC. Morgan, Lewis & Bockius LLP Goldman Sachs & Co. LLC Wilmer Cutler Pickering Hale and Dorr LLP $100,000,000 USA
RHYTHM PHARMACEUTICALS, INC. Morgan, Lewis & Bockius LLP BofA Merrill Lynch
Cowen and Company, LLC
Morgan Stanley & Co. LLC
Wilmer Cutler Pickering Hale and Dorr LLP $115,000,000 USA
MOSAIC ACQUISITION CORP. Paul, Weiss, Rifkind, Wharton & Garrison
LLP
Deutsche Bank Securities Inc.
J.P. Morgan Securities LLC
RBC Capital Markets, LLC
Skadden, Arps, Slate, Meagher & Flom LLP $345,000,000 USA
HEXINDAI INC Shearman and Sterling Network 1 Financial Securities, Inc. Mei & Mark LLP $80,000,000 PRC
NATIONAL VISION HOLDINGS Simpson Thacher & Bartlett LLP KKR Capital Markets LLC Latham & Watkins LLP $100,000,000 USA
QUDIAN INC. Simpson Thacher & Bartlett LLP China International Capital Corporation Hong
Kong Securities…
Citigroup Global Markets Inc
Credit Suisse Securities (USA) LLC
Morgan Stanley & Co. International plc
UBS Investment Bank
Kirkland & Ellis International LLP $750,000,000 PRC
BP MIDSTREAM PARTNERS LP Vinson & Elkins L.L.P. Citigroup Global Markets Inc
Goldman Sachs & Co. LLC
Morgan Stanley & Co. LLC
Baker Botts L.L.P. $100,000,000 USA
SENTINEL ENERGY SERVICES INC. Vinson & Elkins L.L.P. Citigroup; Goldman Sachs & Co. LLC Weil, Gotshal & Manges LLP $345,000,000 USA
LOMA NEGRA COMPANIA INDUSTRIAL
ARGENTINA SOCIEDAD ANONIMA
White and Case LLP Banco Bradesco BBI S.A
BofA Merrill Lynch
Citigroup Global Markets Inc
HSBC Securities (USA) Inc.
Itau BBA USA Securities, Inc
Morgan Stanley & Co. LLC
Davis Polk & Wardwell LLP $100,000,000 Argentina


Regulation A+ (Mini-IPO) (1-A) SEC Filing Activity in September 2017
:

Company Name Lead Underwriter  Underwriter’s Counsel Issuer’s Counsel Offer Amount Country
Hylete    
KHLK, LLP
  USA
Fat Brands, Inc TriPoint Global Equities LLC  
Loeb & Loeb LLP
$24,000,000 USA
STARTENGINE CROWDFUNDING, INC.    
KHLK, LLP
  USA
VirTra, Inc Boustead Securities, LLC  
Legal & Compliance, LLC
$10,000,000 USA
PSI International, Inc.   Magri Law, LLC $30,000,000 USA
Electromedical Technologies, Inc Fintech Clearing LLC   KHLK, LLP   USA
LEVEL BRANDS, INC. Joseph Gunnar and Co., L.L.C Gracin & Marlow, LLP Pearlman Law Group LLP $15,000,000 USA
ROYALTY FLOW INC.    
Hogan Lovells US LLP
$50,000,000 USA
ENGENAVIS, INC.      Williams Securities Law Firm, PA $7,500,000 USA
ASPYRON INC      Michael Williams Esq. $1,000,000 USA
Water Technologies International, Inc.   Austin Legal Group $750,000 USA
VISKASE COMPANIES INC     Jenner & Block LLP $50,000,000 USA

Edgar Agents offers IPO Success and Abort fee program. If IPO goes through with success, we bill issuer a capped rate for document processing, alterations, SEC filings, and printing. However, should your IPO be canceled for any reason, the company pays a small Abort Fee.