Written by Edgar Agents on November 27, 2018

NOVEMBER 19 – 23 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
CF FINANCE ACQUISITION CORP. S-1 11/16 Ellenoff Grossman & Schole Cantor Fitzgerald & Co. Skadden, Arps, Slate, Meagher & Flom 287,500,000
SILVERGATE CAPITAL CORP S-1 11/16 Holland and Knight Barclays Capital
Keefe, Bruyette & Woods, Inc.
Davis Polk & Wardwell 50,000,000
VIRGIN TRAINS USA LLC S-1 11/16 Barclays Capital
J.P. Morgan Securities
Morgan Stanley & Co.
Barclays Capital
J.P. Morgan Securities
Morgan Stanley & Co.
Davis Polk & Wardwell 100,000,000
CIBUS LTD. S-1 11/16 Jones Day BofA Merrill Lynch
Morgan Stanley & Co.
Davis Polk & Wardwell 100,000,000
BEYOND MEAT, INC. S-1 11/16 Orrick, Herrington & Sutcliffe Credit Suisse Securities (USA)
Goldman Sachs & Co.
J.P. Morgan Securities
Latham & Watkins 100,000,000
MONOCLE ACQUISITION CORP S-1 11/19 Greenberg Traurig Chardan Capital Markets
Cowen and Company
Ellenoff Grossman & Schole 172,500,000
GATEWAY CASINOS & ENTERTAINMENT LTD F-1 11/20 Latham & Watkins Morgan Stanley & Co. Weil, Gotshal & Manges 100,000,000
ISHARES GOLD TRUST MICRO S-1 11/19 Clifford Chance US Not Specified Not Specified 1,000,000
SCHULTZE SPECIAL PURPOSE ACQUISITION CORP. S-1 11/20 Greenberg Traurig BTIG
EarlyBirdCapital, Inc
Graubard Miller 172,500,000
HITEK GLOBAL INC. F-1 11/20 Hunter Taubman Fischer & Li Boustead Securities Ortoli Rosenstadt 23,000,000
PUYI, INC. F-1 11/21 Sidley Austin Network 1 Financial Securities Mei & Mark 40,000,000

WHAT WE’RE READING THIS WEEK



Mayer Brown: Heritage Foundation Hosts Discussion on the JOBS Act



Cooley: Updates to ISS Governance QualityScore and Special Data Verification Period Open



Burr Forman: SEC’s First Action Against Unregistered Crypto “Exchange”


Dorsey: The SEC Adopts New Rules Regarding Mining Disclosure


 

Kirkpatick Townsend:SEC Announces Enforcement Results, Sets Priorities for Fiscal Year



Latham Watkins: Universal Proxies: What Companies Need to Know Now – PDF



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Cooley: What happened at the SEC’s proxy process roundtable?



Stinton Leonard Street: ISS Announces 2019 Policy Uodates