Written by Edgar Agents on December 3, 2018

NOVEMBER 23 – 30 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
ANDINA ACQUISITION CORP. III S-1 11/23 Graubard Miller Cowen and Company
Craig-Hallum Capital Group
Ellenoff Grossman & Schole 115,000,000
SILVERGATE CAPITAL CORP S-1 11/26 Loeb and Loeb Chardan Capital Markets Schiff Hardin 80,500,000
VIRGIN TRAINS USA LLC S-1 11/28 EAD Law Group Not Specified Not Specified 100,000

 

WHAT WE’RE READING THIS WEEK



Dood-Frank: ISS Publishes Preliminary 2019 Compensation FAQs


Cooley: No-action letters provide more insight into “ordinary business” exclusion under Rule 14a-8(i)(7)


TMF: How US GAAP changes will impact internal company control frameworks


Navex: The Whistleblower Hotline Should Be Legal Counsel’s Best Friend

 

Locke Lord: SEC Speaks: Digital Asset Securities Issuance and Trading



Latham Watkins: Universal Proxies: What Companies Need to Know Now – PDF



EdgarAgents: ALERT: The SEC is closed in honor of George H.W. Bush – Wednesday, December 5th


White & Case: Key Changes in Proxy Voting Guidelines for 2019



2019 Proxy Season: New and Revised ISS and Glass Lewis Policies May Impact Director Elections