Written by Edgar Agents on November 12, 2018

NOVEMBER 5 – 9 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
UNEX HOLDINGS INC. S-1 11/05 Not Specified Not Specified Not Specified 158,100
VICTORY COMMERCIAL MANAGEMENT INC. S-1 11/07 Hunter Taubman Fischer & Li Not Specified Not Specified 5,000,000
EMAGINOS, INC. S-1 11/07 Cassidy and Associates Not Specified Not Specified 4,800,000
LEGACY HOUSING, LTD. S-1 11/09 Olshan Frome Wolosky B. Riley FBR
Oak Ridge Financial
Winston & Strawn 69,000,000
MODERNA, INC. S-1 11/09 Goodwin Procter Goldman Sachs & Co.
J.P. Morgan Securities
Morgan Stanley & Co.
Ropes & Gray 500,000,000
DIAMEDICA THERAPEUTICS INC. S-1 11/09 Fox Rothschild Craig-Hallum Capital Group Faegre Baker Daniels 15,000,000
MEILI INC. S-1 11/09 Skadden, Arps, Slate, Meagher & Flom China Renaissance Securities
Credit Suisse Securities
Morgan Stanley & Co. International plc
Davis Polk & Wardwell 200,000,000
NFE FINANCIAL HOLDINGS LLC S-1 11/09 SVinson & Elkins Barclays Capital
Morgan Stanley & Co.
Skadden, Arps, Slate, Meagher & Flom 100,000,000

WHAT WE’RE READING THIS WEEK

 



Cooley: EY offers new analysis of cybersecurity disclosures



AN OVERVIEW OF THE GLASS LEWIS APPROACH TO PROXY ADVICE



King & Spalding: Institutional Investors Petition the SEC to Require ESG Disclosures


Patterson Belknap: Bull or Bear? How the Market Reacts to Data Breach News

 

WSGR ALERT: The SEC Issues Warnings to Companies to Review Controls to Prevent Wire Fraud Hacking Attempts



Cooley: Do we still need to post XBRL data files on our website?



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Cooley: SEC amends disclosure rules for mining companies



Bass Berry Sims: Complexities of Issuing Public Company Stock in Acquisitions of Private Companies