Written by Edgar Agents on November 5, 2018

OCTOBER 29 – NOVEMBER 2 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
BOXWOOD MERGER CORP. S-1 10/26 Greenberg Traurig BofA Merrill Lynch
Macquarie Capital
Morgan Stanley & Co.
Skadden, Arps, Slate, Meagher & Flom 287,500,000
360 FINANCE, INC. F-1 10/26 Skadden, Arps, Slate, Meagher & Flom Citigroup Global Markets
Goldman Sachs (Asia)
Kirkland & Ellis International 200,000,000
GUARDION HEALTH SCIENCES, INC. S-1 10/31 Sheppard, Mullin, Richter and Hampton BWallachBeth Capital Carmel, Milazzo & DiChiara 10,000,000

WHAT WE’RE READING THIS WEEK



Cooley: EY offers new analysis of cybersecurity disclosures



AN OVERVIEW OF THE GLASS LEWIS APPROACH TO PROXY ADVICE



King & Spalding: Institutional Investors Petition the SEC to Require ESG Disclosures


Patterson Belknap: Bull or Bear? How the Market Reacts to Data Breach News

 

WSGR ALERT: The SEC Issues Warnings to Companies to Review Controls to Prevent Wire Fraud Hacking Attempts



Cooley: Do we still need to post XBRL data files on our website?



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Cooley: SEC amends disclosure rules for mining companies



Bass Berry Sims: Complexities of Issuing Public Company Stock in Acquisitions of Private Companies