Written by Edgar Agents on October 22, 2018

OCTOBER 15 – 19 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
APPLIFE DIGITAL SOLUTIONS, INC. S-1 10/18 Brunson Chandler & Jones Not Specified Not Specified 316,000
URANIUM TRADING CORP S-1 10/18 Cassidy and Associates Not Specified Not Specified 10,000,000.
AXONICS MODULATION TECHNOLOGIES, INC. S-1 10/19 Goodwin Procter Goldman Sachs & Co.
Morgan Stanley & Co.
Cooley 200,000,000

WHAT WE’RE READING THIS WEEK



Morgan Lewis: SEC Staff Relieves Fund Boards of Certain Compliance Determinations
 


Fenwick: 2018 Proxy Season Results in Silicon Valley and Large Companies Nationwide
 


Ropes & Gray: Fifty State Attorneys General Reach Settlement over Cyber-Incident Disclosure


Proskauer: Federal Court Allows SOX Whistleblower Claim To Proceed But Dismisses Dodd-Frank Claim

 

Akerman:SEC Amendments to Update and Simplify Disclosure Requirements Become Effective November 5, 2018



Cooley: The battle over proxy advisory firms continues



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Mayer Brown: SEC Strategic Plan



Shearman: SEC Staff Eases Fund Director Burdens