Written by Edgar Agents on October 29, 2018

OCTOBER 19 – 26 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
QUALTRICS INTERNATIONAL INC. S-1 10/19 Goodwin Procter Goldman Sachs
Morgan Stanley
Cooley 200,000,000
GLUCOSE BIOSENSOR SYSTEMS (GREATER CHINA) HOLDINGS, INC. A-1 10/22 Hughes Hubbard and Reed Cuttone & Co. Schiff Hardin 25,000,000
VAPOTHERM INC. S-1 10/22 Ropes & Gray BofA Merrill Lynch
William Blair and Co.
Latham & Watkins 57,500,000
CENTREXION THERAPEUTICS CORP S-1 10/22 Latham & Watkins BofA Merrill Lynch
Evercore Group
Leerink Partners
Shearman & Sterling 86,250,000
CALIBURN INTERNATIONAL CORP S-1 10/22 White and Case BofA Merrill Lynch
Jefferies
SunTrust Robinson Humphrey, Inc
Skadden, Arps, Slate, Meagher & Flom 100,000,000
CANNASSIST INTERNATIONAL CORP S-1 10/22 Cassidy and Associates Not Specified Not Specified 6,300,000
TUANCHE LTD F-1 10/23 Wilson Sonsini Goodrich & Rosati AMTD Global Markets Limited
Maxim Group
Kirkland & Ellis International 150,000,000
MMTEC, INC. F-1 10/23 Schiff Hardin WestPark Capital, Inc. Haneberg Hurlbert PLC. 9,315,000
FINTECH ACQUISITION CORP. III S-1 10/23 Ledgewood Cantor Fitzgerald & Co. Ellenoff Grossman & Schole 31,62,500
AMCI ACQUISITION CORP. S-1 10/23 Ellenoff Grossman & Schole Jefferies Skadden, Arps, Slate, Meagher & Flom 230,000,000
URANIUM TRADING CORP S-1 10/25 Cassidy and Associates Not Specified Not Specified 10,000,000.

WHAT WE’RE READING THIS WEEK



Skadden: SEC Staff Issues Shareholder Proposal Guidance



McDermott Will & Emery : SEC Expands Emphasis on Cybersecurity with Cyber Fraud Report



White & Case: The SEC Launches FinHub – New Resource for Public Engagement on FinTech Matters


Orrick: Know Your Investors – Their Holdings and Board Seats Can Create Antitrust Risk for Your Company


 

Bass, Berry & Sims: SEC Staff Says Avoid Titling Non-GAAP Measures with “Pro Forma” Unless S-X Article 11 Compliant



Cooley: CEO group issues commonsense corporate governance principles, version 2.0



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Akin Gump: ISS Attempts to Legislate Common Sense: A Targeted Policy Aims to Introduce Gender Diversity to the Last All-Male Public Company Boards



King & Spalding: To Tweet Or Not To Tweet? Lessons In Careful Use Of Social Media