Written by Edgar Agents on September 24, 2018

SEPTEMBER 14 – 21 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
OSMOTICA PHARMACEUTICALS LTD S-1 09/14 Ropes & Gray Barclays Capital
Jefferies
RBC Capital Markets
Latham & Watkins 100,000,000
EQUILLIUM, INC. S-1 09/17 Cooley Jefferies
Leerink Partners
Stifel Nicolaus & Company
Latham & Watkins 86,250,000
IMAC HOLDINGS LLC S-1 09/17 Olshan Frome Wolosky Cuttone & Co. Schiff Hardin 17,250,000
SPINEEX, INC. S-1 09/18 Sheppard, Mullin, Richter and Hampton ThinkEquity, a division of Fordham Financial Management DMintz, Levin, Cohn, Ferris, Glovsky and Popeo 17,250,000
GRAF INDUSTRIAL CORP. S-1 09/18 Winston & Strawn EarlyBirdCapital
Oppenheimer & Co.
Graubard Miller 258,750,000
RILEY EXPLORATION – PERMIAN, LLC S-1 09/19 di Santo Law Seaport Global Securities
SunTrust Robinson Humphrey
Goodwin Procter 115,000,000
DD3 ACQUISITION CORP. S-1 09/19 Greenberg Traurig EarlyBirdCapital Graubard Miller 57,500,000

WHAT WE’RE READING THIS WEEK



Edgar Agents: The new (SEC) measure of a Smaller Reporting Company



Shearman & Sterling LLP: 16th Annual Survey Of The 100 Largest U.S. Public Companies – Corporate Governance & Executive Compensation Survey 2018



Cooley: ISS reveals results of most recent Governance Principles Survey


Bryan Cave: The Football Fan’s Guide to M&A Transactions

 

Broadcat: A simple way to explain the difference between legal and compliance



Brownstein Hyatt Farber Schreck: SEC Signals Changing Views on Regulation of Proxy Advisory Firms (PDF)



EdgarAgents: New Program Eliminates Financial Risks for IPO & Reg A+ Filings



Cooley: SEC’s Investor Advisory Committee discusses proxy plumbing



Manatt, Phelps & Phillips: Current Themes in U.S. Merger Control (PDF)