Written by Edgar Agents on October 1, 2018

SEPTEMBER 20 – 28 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
SI-BONE, INC. S-1 09/20 Cooley Citigroup Global Markets
Cowen and Company
Stifel Nicolaus & Company
Goodwin Procter 86,250,000
AQUA HOLDINGS, INC. S-1 09/21 Bauman & Associates Law Firm Not Specified Not Specified 1,000,000
PHASEBIO PHARMACEUTICALS INC S-1 09/21 Cooley Citigroup Global Markets
Cowen and Company
Stifel Nicolaus & Company
Goodwin Procter 86,250,000
SOLARWINDS CORP S-1 09/21 DLA Piper Credit Suisse Securities
Goldman Sachs & Co.
J.P. Morgan Securities
Morgan Stanley & Co.
Davis Polk & Wardwell 500,000,000
NIU TECHNOLOGIES F-1 09/24 Skadden, Arps, Slate, Meagher & Flom Citigroup Global Markets
Credit Suisse Securities
Kirkland & Ellis International 150,00,000
VALTECH SE F-1 09/24 Davis Polk & Wardwell J.P. Morgan Securities
Morgan Stanley & Co.
Skadden, Arps, Slate, Meagher & Flom 100,000,000
LOGICBIO THERAPEUTICS, INC. S-1 09/25 Ropes & Gray Barclays Capital
Jefferies
William Blair and Co.
Cooley 86,250,000
SOLTREST INC. S-1 09/26 SD Mitchell & Associates Not Specified. Not Specified 1,00,000
YETI HOLDINGS, INC. S-1 09/27 Jones Day BofA Merrill Lynch
Jefferies
Morgan Stanley & Co.
Latham & Watkins 100,000,000
GAMIDA CELL LTD. F-1 09/28 Cooley BMO Capital Markets
RBC Capital Markets
Davis Polk & Wardwell 69,000,000

 

WHAT WE’RE READING THIS WEEK



Edgar Agents: ALERT: The SEC is closed for Columbus Day – Monday, October 8
 


Kelley Drye: Preparing for Proxy Season: ISS Environmental & Social QualityScore
 


Cooley: California mandates quotas for board gender diversity—will it fuel a movement?


Robinson+Cole: Yahoo! Data Breach Estimated to Cost Successor Company Net $47 Million


 

Parker Poe: Important Consumer Rights Take Effect as Part of Dodd-Frank Modifications



Bryan Cave: Pay Equity Shareholder Proposals



EdgarAgents: Reg A+ vs. Traditional S-1 vs. Reg D vs. Reg 506 – pick your path!



Cooley: Staff provides a bit of relief regarding compliance with Disclosure Update and Simplification



Thompson Coburn: SEC denies applications for ETFs: Will traditional Wall Street banks step in?